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30 Mar 2019, 8:45 pm by Patent Docs
Bo An, Risk Management, Federal Reserve Bank of Chicago will moderate a panel consisting of Sarah Duda, Assistant General Counsel, Cboe Global Markets; Ted Tian, Master Agreements Negotiator, BP America, Inc.; Mark Fields, Partner, Alsop Louie Partners; and Matthew Kelly, Managing Director and Chief Intellectual Property Counsel, CME Group. [read post]
2 Aug 2017, 6:45 am by Renae Lloyd
Financial Industry Regulatory Authority’s claims that they failed to have adequate risk controls Deutsche Bank Securities Inc., Citigroup Global Markets Inc., J.P. [read post]
2 Aug 2017, 3:15 pm by Renae Lloyd
Financial Industry Regulatory Authority’s claims that they failed to have adequate risk controls Deutsche Bank Securities Inc., Citigroup Global Markets Inc., J.P. [read post]
28 Aug 2018, 11:10 am by Edward Eisert
” On August 23, 2018, the SEC notified NYSE Group, Inc. and Cboe Global Markets that it will review the Orders and they are stayed until the SEC orders otherwise. [read post]
19 Dec 2011, 2:26 am
In effect, this is what MF Global did with FINRA and CBOE. [read post]
29 Mar 2019, 3:01 am by R. David Donoghue
., Assistant General Counsel, Cboe Global Markets Ted Tian, Esq., Master Agreements Negotiator, BP America, Inc. [read post]
3 Feb 2020, 6:14 am by Deb Givens
District Judge Manish Shah in Chicago found no proof that Cboe Global Markets Inc. intended to defraud investors by letting the “John Doe” traders manipulate options and futures tied to the fear gauge, known as the VIX, to generate higher transaction fees. [read post]
1 Dec 2017, 11:54 am by John Jascob
Quintenz also highlighted the importance of the CFTC’s coordination with other international regulators, not just on novel FinTech issues, but more generally on the myriad of issues that impact global derivatives markets. [read post]
2 Feb 2018, 7:11 am by John Jascob
(CME) and the CBOE Futures Exchange, LLC over the self-certification and listing of Bitcoin related futures products in early December, 2017. [read post]
15 May 2019, 1:49 pm by ccollins
Now, LJM wants the owner of the VIX index, Cboe Global Markets Inc., to disclose the identities of those it thinks may be to blame for the index volatility that caused the market to crash. [read post]
16 Aug 2008, 2:43 am
You can separately subscribe to the IP Thinktank Global week in Review at the Subscribe page: [duncanbucknell.com]   Highlights this week included: Belgium - eBay wins ruling against L’Oreal in dispute over liability for counterfeit goods sold in online auctions: (Managing Intellectual Property), (Counterfeit Chic), (IPKat), (Class 46), (Techdirt), (Ars Technica) US CAFC holds that copying free software without complying with license is copyright infringement: Robert… [read post]
15 Dec 2017, 9:01 am by CFM Admin
This year, because March 31st is a Saturday and March 30th is a market holiday, annual amendments to the Form ADV shall be filed no later than the business day following the 90-day deadline (April 2, 2018). [read post]
15 Dec 2017, 9:01 am by CFM Admin
This year, because March 31st is a Saturday and March 30th is a market holiday, annual amendments to the Form ADV shall be filed no later than the business day following the 90-day deadline (April 2, 2018). [read post]